In mathematics, an algebraic number field (or simply number field) is an extension field of the field of such that the field extension has finite degree (and hence is an algebraic field extension).
Thus is a field that contains and has finite Hamel dimension when considered as a vector space over
The study of algebraic number fields, that is, of algebraic extensions of the field of rational numbers, is the central topic of algebraic number theory. This study reveals hidden structures behind the rational numbers, by using algebraic methods.
Definition
Prerequisites
The notion of algebraic number field relies on the concept of a field. A field consists of a set of elements together with two operations, namely
addition, and
multiplication, and some
distributivity assumptions. These operations make the field into an abelian group under addition, and they make the nonzero elements of the field into another abelian group under multiplication. A prominent example of a field is the field of
, commonly denoted together with its usual operations of addition and multiplication.
Another notion needed to define algebraic number fields is . To the extent needed here, vector spaces can be thought of as consisting of sequences (or )
whose entries are elements of a fixed field, such as the field Any two such sequences can be added by adding the corresponding entries. Furthermore, all members of any sequence can be multiplied by a single element
c of the fixed field. These two operations known as
vector addition and scalar multiplication satisfy a number of properties that serve to define vector spaces abstractly. Vector spaces are allowed to be "infinite-dimensional", that is to say that the sequences constituting the vector spaces may be of infinite length. If, however, the vector space consists of
finite sequences
the vector space is said to be of finite
Hamel dimension, .
Definition
An
algebraic number field (or simply
number field) is a finite-degree
field extension of the field of rational numbers. Here
degree means the dimension of the field as a vector space over
Examples
-
The smallest and most basic number field is the field of rational numbers. Many properties of general number fields are modeled after the properties of . At the same time, many other properties of algebraic number fields are substantially different from the properties of rational numbers—one notable example is that the ring of algebraic integers of a number field is not a principal ideal domain, and not even a unique factorization domain, in general.
-
The Gaussian rationals, denoted (read as " adjoin "), form the first (historically) non-trivial example of a number field. Its elements are elements of the form where both and are rational numbers and is the imaginary unit. Such expressions may be added, subtracted, and multiplied according to the usual rules of arithmetic and then simplified using the identity . Explicitly, for real numbers :
\begin{align}
&(a + bi) + (c + di) = (a + c) + (b + d)i
\\ &(a + bi)\cdot (c + di) = (ac - bd) + (ad + bc)i
\end{align}
- Non-zero Gaussian rational numbers are invertible, which can be seen from the identity
- It follows that the Gaussian rationals form a number field that is two-dimensional as a vector space over .
-
More generally, for any square-free integer , the quadratic field is a number field obtained by adjoining the square root of to the field of rational numbers. Arithmetic operations in this field are defined in analogy with the case of Gaussian rational numbers, .
-
The cyclotomic field where , is a number field obtained from by adjoining a primitive n-th root of unity . This field contains all complex nth roots of unity and its dimension over is equal to , where is the Euler totient function.
Non-examples
-
The , and the , are fields that have infinite dimension as -vector spaces; hence, they are not number fields. This follows from the uncountable of and as sets, whereas every number field is necessarily countable.
-
The set of of rational numbers, with the entry-wise addition and multiplication is a two-dimensional commutative algebra over However, it is not a field, since it has : .
Algebraicity, and ring of integers
Generally, in
abstract algebra, a field extension
is algebraic if every element
of the bigger field
is the zero of a (nonzero)
polynomial with coefficients
in
Every field extension
of finite degree is algebraic. (Proof: for
in simply consider
– we get a linear dependence, i.e. a polynomial that
is a root of.) In particular this applies to algebraic number fields, so any element
of an algebraic number field
can be written as a zero of a polynomial with rational coefficients. Therefore, elements of
are also referred to as
algebraic numbers. Given a polynomial
such that
, it can be arranged such that the leading coefficient
is one, by dividing all coefficients by it, if necessary. A polynomial with this property is known as a
monic polynomial. In general it will have rational coefficients.
If, however, the monic polynomial's coefficients are actually all integers, is called an algebraic integer.
Any (usual) integer is an algebraic integer, as it is the zero of the linear monic polynomial:
- .
It can be shown that any algebraic integer that is also a rational number must actually be an integer, hence the name "algebraic integer". Again using abstract algebra, specifically the notion of a finitely generated module, it can be shown that the sum and the product of any two algebraic integers is still an algebraic integer. It follows that the algebraic integers in
form a ring denoted
called the
ring of integers of It is a
subring of (that is, a ring contained in) A field contains no
zero divisors and this property is inherited by any subring, so the ring of integers of
is an
integral domain. The field
is the field of fractions of the integral domain This way one can get back and forth between the algebraic number field
and its ring of integers Rings of algebraic integers have three distinctive properties: firstly,
is an integral domain that is integrally closed in its field of fractions Secondly,
is a
Noetherian ring. Finally, every nonzero
prime ideal of
is
maximal ideal or, equivalently, the
Krull dimension of this ring is one. An abstract commutative ring with these three properties is called a
Dedekind ring (or
Dedekind domain), in honor of
Richard Dedekind, who undertook a deep study of rings of algebraic integers.
Unique factorization
For general
, in particular rings of integers, there is a unique factorization of ideals into a product of
. For example, the ideal
in the ring
of quadratic integers factors into prime ideals as
However, unlike
as the ring of integers of the ring of integers of a proper extension of
need not admit unique factorization of numbers into a product of prime numbers or, more precisely,
. This happens already for quadratic integers, for example in the uniqueness of the factorization fails:
Using the
field norm it can be shown that these two factorization are actually inequivalent in the sense that the factors do not just differ by a unit in
are unique factorization domains: For example the ring of
, and the ring of Eisenstein integers, where
is a cube root of unity (unequal to 1), have this property.
[, Ch. 1.4]
Analytic objects: ζ-functions, L-functions, and class number formula
The failure of unique factorization is measured by the class number, commonly denoted
h, the cardinality of the so-called ideal class group. This group is always finite. The ring of integers
possesses unique factorization if and only if it is a principal ring or, equivalently, if
has class number 1. Given a number field, the class number is often difficult to compute. The class number problem, going back to
Gauss, is concerned with the existence of imaginary quadratic number fields (i.e.,
) with prescribed class number. The class number formula relates
h to other fundamental invariants of It involves the Dedekind zeta function , a function in a complex variable , defined by
(The product is over all prime ideals of
denotes the norm of the prime ideal or, equivalently, the (finite) number of elements in the
residue field The infinite product converges only for
Real part(
s) > 1; in general analytic continuation and the functional equation for the zeta-function are needed to define the function for all
s).
The Dedekind zeta-function generalizes the Riemann zeta-function in that ζ
(
s) = ζ(
s).
The class number formula states that ζ( s) has a simple pole at s = 1 and at this point the residue is given by
Here r1 and r2 classically denote the number of real embeddings and pairs of complex embeddings of respectively. Moreover, Reg is the regulator of w the number of roots of unity in and D is the discriminant of
Dirichlet L-functions are a more refined variant of . Both types of functions encode the arithmetic behavior of and , respectively. For example, Dirichlet's theorem asserts that in any arithmetic progression
with
coprime and
, there are infinitely many prime numbers. This theorem is implied by the fact that the Dirichlet
-function is nonzero at
. Using much more advanced techniques including algebraic K-theory and
, modern number theory deals with a description, if largely conjectural (see Tamagawa number conjecture), of values of more general
.
Bases for number fields
Integral basis
An
integral basis for a number field
of degree
is a set
- B = { b1, …, bn}
of
n algebraic integers in
such that every element of the ring of integers
of
can be written uniquely as a
Z-linear combination of elements of
B; that is, for any
x in
we have
- x = m1 b1 + ⋯ + mnbn,
where the
mi are (ordinary) integers. It is then also the case that any element of
can be written uniquely as
- m1 b1 + ⋯ + mnbn,
where now the
mi are rational numbers. The algebraic integers of
are then precisely those elements of
where the
mi are all integers.
Working local ring and using tools such as the Frobenius map, it is always possible to explicitly compute such a basis, and it is now standard for computer algebra systems to have built-in programs to do this.
Power basis
Let
be a number field of degree Among all possible bases of
(seen as a
-vector space), there are particular ones known as power bases, that are bases of the form
for some element By the primitive element theorem, there exists such an
, called a primitive element. If
can be chosen in
and such that
is a basis of
as a free
Z-module, then
is called a power integral basis, and the field
is called a
monogenic field. An example of a number field that is not monogenic was first given by Dedekind. His example is the field obtained by adjoining a root of the polynomial
Regular representation, trace and discriminant
Recall that any field extension
has a unique
-vector space structure. Using the multiplication in
, an element
of the field
over the base field
may be represented by
matrices
by requiring
Here
is a fixed basis for
, viewed as a
-vector space. The rational numbers
are uniquely determined by
and the choice of a basis since any element of
can be uniquely represented as a linear combination of the basis elements. This way of associating a matrix to any element of the field
is called the
regular representation. The square matrix
represents the effect of multiplication by
in the given basis. It follows that if the element
of
is represented by a matrix
, then the product
is represented by the
matrix product . Invariants of matrices, such as the trace,
determinant, and characteristic polynomial, depend solely on the field element
and not on the basis. In particular, the trace of the matrix
is called the
field trace of the field element
and denoted
, and the determinant is called the
field norm of
x and denoted
.
Now this can be generalized slightly by instead considering a field extension and giving an -basis for . Then, there is an associated matrix , which has trace and norm defined as the trace and determinant of the matrix .
Example
Consider the field extension
with
, where
denotes the cube root of unity
Then, we have a
-basis given by
since any
can be expressed as some
-linear combination:
We proceed to calculate the trace
and norm
of this number. To this end, we take an arbitrary
where
and compute the product
. Writing this out gives
We can find the matrix
such that
by writing out the associated matrix equation giving
showing that
is the matrix that governs multiplication by the number
.
We can now easily compute the trace and determinant: , and .
Properties
By definition, standard properties of traces and determinants of matrices carry over to Tr and N: Tr(
x) is a
linear function of
x, as expressed by , , and the norm is a multiplicative homogeneous function of degree
n: , . Here
λ is a rational number, and
x,
y are any two elements of
The trace form derived is a bilinear form defined by means of the trace, as
by and extending linearly. The integral trace form, an integer-valued symmetric matrix is defined as , where b1, ..., bn is an integral basis for The discriminant of is defined as det( t). It is an integer, and is an invariant property of the field , not depending on the choice of integral basis.
The matrix associated to an element x of can also be used to give other, equivalent descriptions of algebraic integers. An element x of is an algebraic integer if and only if the characteristic polynomial p A of the matrix A associated to x is a monic polynomial with integer coefficients. Suppose that the matrix A that represents an element x has integer entries in some basis e. By the Cayley–Hamilton theorem, p A( A) = 0, and it follows that p A( x) = 0, so that x is an algebraic integer. Conversely, if x is an element of that is a root of a monic polynomial with integer coefficients then the same property holds for the corresponding matrix A. In this case it can be proven that A is an integer matrix in a suitable basis of The property of being an algebraic integer is defined in a way that is independent of a choice of a basis in
Example with integral basis
Consider
, where
x satisfies . Then an integral basis is 1,, and the corresponding integral trace form is
The "3" in the upper left hand corner of this matrix is the trace of the matrix of the map defined by the first basis element (1) in the regular representation of on This basis element induces the identity map on the 3-dimensional vector space, The trace of the matrix of the identity map on a 3-dimensional vector space is 3.
The determinant of this is , the field discriminant; in comparison the discriminant, or discriminant of the polynomial, is .
Places
Mathematicians of the nineteenth century assumed that algebraic numbers were a type of complex number.
This situation changed with the discovery of
by
Kurt Hensel in 1897; and now it is standard to consider all of the various possible embeddings of a number field
into its various topological completions
at once.
A place of a number field is an equivalence class of absolute values on pg 9. Essentially, an absolute value is a notion to measure the size of elements of Two such absolute values are considered equivalent if they give rise to the same notion of smallness (or proximity). The equivalence relation between absolute values is given by some such thatmeaning we take the value of the norm to the -th power.
For the following non-trivial norms occur (Ostrowski's theorem): the (usual) absolute value, sometimes denoted , which gives rise to the complete topological field of the real numbers On the other hand, for any prime number , the p-adic number absolute value is defined by
- | q| p = p− n, where q = p n a/ b and a and b are integers not divisible by p.
It is used to construct the
-adic numbers In contrast to the usual absolute value, the
p-adic absolute value gets
smaller when
q is multiplied by
p, leading to quite different behavior of
as compared to
Note the general situation typically considered is taking a number field and considering a prime ideal for its associated Algebraic number Then, there will be a unique place called a non-Archimedean place. In addition, for every embedding there will be a place called an Archimedean place, denoted This statement is a theorem also called Ostrowski's theorem.
Examples
The field
for
where
is a fixed 6th root of unity, provides a rich example for constructing explicit real and complex Archimedean embeddings, and non-Archimedean embeddings as well
pg 15-16.
Archimedean places
Here we use the standard notation
and
for the number of real and complex embeddings used, respectively (see below).
Calculating the archimedean places of a number field is done as follows: let be a primitive element of , with minimal polynomial (over ). Over , will generally no longer be irreducible, but its irreducible (real) factors are either of degree one or two. Since there are no repeated roots, there are no repeated factors. The roots of factors of degree one are necessarily real, and replacing by gives an embedding of into ; the number of such embeddings is equal to the number of real roots of Restricting the standard absolute value on to gives an archimedean absolute value on ; such an absolute value is also referred to as a real place of On the other hand, the roots of factors of degree two are pairs of conjugate complex numbers, which allows for two conjugate embeddings into Either one of this pair of embeddings can be used to define an absolute value on , which is the same for both embeddings since they are conjugate. This absolute value is called a complex place of [Cohn, Chapter 11 §C p. 108][Conrad]
If all roots of above are real (respectively, complex) or, equivalently, any possible embedding is actually forced to be inside (resp. not be inside is called totally real (resp. totally complex).[Cohn, Chapter 11 §C p. 108][Conrad]
Non-Archimedean or ultrametric places
To find the non-Archimedean places, let again
and
be as above. In
splits in factors of various degrees, none of which are repeated, and the degrees of which add up to the degree of For each of these
-adically irreducible factors we may suppose that
satisfies
and obtain an embedding of
into an algebraic extension of finite degree over Such a
local field behaves in many ways like a number field, and the
-adic numbers may similarly play the role of the rationals; in particular, we can define the norm and trace in exactly the same way, now giving functions mapping to By using this
-adic norm map
for the place
, we may define an absolute value corresponding to a given
-adically irreducible factor
of degree
by
Such an absolute value is called an
ultrametric, non-Archimedean or
-adic place of
For any ultrametric place v we have that | x| v ≤ 1 for any x in since the minimal polynomial for x has integer factors, and hence its p-adic factorization has factors in Z p. Consequently, the norm term (constant term) for each factor is a p-adic integer, and one of these is the integer used for defining the absolute value for v.
Prime ideals in OK
For an ultrametric place
v, the subset of
defined by |
x|
v < 1 is an ideal
of This relies on the ultrametricity of
v: given
x and
y in then
- | x + y| v ≤ max (| x| v, |y| v) < 1.
Actually,
is even a
prime ideal.
Conversely, given a prime ideal of a discrete valuation can be defined by setting where n is the biggest integer such that the n-fold power of the ideal. This valuation can be turned into an ultrametric place. Under this correspondence, (equivalence classes) of ultrametric places of correspond to prime ideals of For this gives back Ostrowski's theorem: any prime ideal in Z (which is necessarily by a single prime number) corresponds to a non-Archimedean place and vice versa. However, for more general number fields, the situation becomes more involved, as will be explained below.
Yet another, equivalent way of describing ultrametric places is by means of localizations of Given an ultrametric place on a number field the corresponding localization is the subring of of all elements such that | x | v ≤ 1. By the ultrametric property is a ring. Moreover, it contains For every element x of at least one of x or x−1 is contained in Actually, since K×/ T× can be shown to be isomorphic to the integers, is a discrete valuation ring, in particular a local ring. Actually, is just the localization of at the prime ideal so .}} Conversely, is the maximal ideal of
Altogether, there is a three-way equivalence between ultrametric absolute values, prime ideals, and localizations on a number field.
Lying over theorem and places
Some of the basic theorems in algebraic number theory are the going up and going down theorems, which describe the behavior of some prime ideal
when it is extended as an ideal in
for some field extension We say that an ideal
lies over if Then, one incarnation of the theorem states a prime ideal in
lies over hence there is always a surjective map
induced from the inclusion Since there exists a correspondence between places and prime ideals, this means we can find places dividing a place that is induced from a field extension. That is, if
is a place of then there are places
of
that divide in the sense that their induced prime ideals divide the induced prime ideal of
in
In fact, this observation is useful
pg 13 while looking at the base change of an algebraic field extension of
to one of its completions If we write
and write
for the induced element of we get a decomposition of Explicitly, this decomposition is
furthermore, the induced polynomial
decomposes as
because of Hensel's lemma
pg 129-131; hence
Moreover, there are embeddings
where
is a root of
giving
; hence we could write
as subsets of
(which is the completion of the algebraic closure of
Ramification
Ramification, generally speaking, describes a geometric phenomenon that can occur with finite-to-one maps (that is, maps
such that the
of all points
y in
Y consist only of finitely many points): the cardinality of the fibers
f−1(
y) will generally have the same number of points, but it occurs that, in special points
y, this number drops. For example, the map
has
n points in each fiber over
t, namely the
n (complex) roots of
t, except in t =
0, where the fiber consists of only one element,
z = 0. One says that the map is "ramified" in zero. This is an example of a branched covering of
. This intuition also serves to define ramification in algebraic number theory. Given a (necessarily finite) extension of number fields
, a prime ideal
p of
generates the ideal
pO K of This ideal may or may not be a prime ideal, but, according to the Lasker–Noether theorem (see above), always is given by
- pO = q1 e1 q2 e2 ⋯ q m e m
with uniquely determined prime ideals
q i of
and numbers (called ramification indices)
e i. Whenever one ramification index is bigger than one, the prime
p is said to ramify in
The connection between this definition and the geometric situation is delivered by the map of spectra of rings In fact, unramified morphisms of schemes in algebraic geometry are a direct generalization of unramified extensions of number fields.
Ramification is a purely local property, i.e., depends only on the completions around the primes p and q i. The inertia group measures the difference between the local Galois groups at some place and the Galois groups of the involved finite residue fields.
An example
The following example illustrates the notions introduced above. In order to compute the ramification index of where
- f( x) = x3 − x − 1 = 0,
at 23, it suffices to consider the field extension Up to 529 = 232 (i.e., modulo 529) f can be factored as
- f( x) = ( x + 181)( x2 − 181 x − 38) = gh.
Substituting in the first factor g modulo 529 yields y + 191, so the valuation | y | g for y given by g is | −191 |23 = 1. On the other hand, the same substitution in h yields Since 161 = 7 × 23,
Since possible values for the absolute value of the place defined by the factor h are not confined to integer powers of 23, but instead are integer powers of the square root of 23, the ramification index of the field extension at 23 is two.
The valuations of any element of can be computed in this way using . If, for example y = x2 − x − 1, using the resultant to eliminate x between this relationship and f = x3 − x − 1 = 0 gives . If instead we eliminate with respect to the factors g and h of f, we obtain the corresponding factors for the polynomial for y, and then the 23-adic valuation applied to the constant (norm) term allows us to compute the valuations of y for g and h (which are both 1 in this instance.)
Dedekind discriminant theorem
Much of the significance of the discriminant lies in the fact that ramified ultrametric places are all places obtained from factorizations in
where
p divides the discriminant. This is even true of the polynomial discriminant; however the converse is also true, that if a prime
p divides the discriminant, then there is a
p-place that ramifies. For this converse the field discriminant is needed. This is the
Dedekind discriminant theorem. In the example above, the discriminant of the number field
with
x3 −
x − 1 = 0 is −23, and as we have seen the 23-adic place ramifies. The Dedekind discriminant tells us it is the only ultrametric place that does. The other ramified place comes from the absolute value on the complex embedding of
.
Galois groups and Galois cohomology
Generally in abstract algebra, field extensions
K /
L can be studied by examining the
Galois group Gal(
K /
L), consisting of field automorphisms of
leaving
elementwise fixed. As an example, the Galois group
of the cyclotomic field extension of degree
n (see above) is given by (
Z/
n Z )×, the group of invertible elements in Z /nZ. This is the first stepstone into
Iwasawa theory.
In order to include all possible extensions having certain properties, the Galois group concept is commonly applied to the (infinite) field extension / K of the algebraic closure, leading to the absolute Galois group G := Gal( / K) or just Gal( K), and to the extension . The fundamental theorem of Galois theory links fields in between and its algebraic closure and closed subgroups of Gal( K). For example, the abelianization (the biggest abelian quotient) Gab of G corresponds to a field referred to as the maximal abelian extension Kab (called so since any further extension is not abelian, i.e., does not have an abelian Galois group). By the Kronecker–Weber theorem, the maximal abelian extension of is the extension generated by all roots of unity. For more general number fields, class field theory, specifically the Artin reciprocity law gives an answer by describing Gab in terms of the idele class group. Also notable is the Hilbert class field, the maximal abelian unramified field extension of . It can be shown to be finite over , its Galois group over is isomorphic to the class group of , in particular its degree equals the class number h of (see above).
In certain situations, the Galois group acts on other mathematical objects, for example a group. Such a group is then also referred to as a Galois module. This enables the use of group cohomology for the Galois group Gal( K), also known as Galois cohomology, which in the first place measures the failure of exactness of taking Gal( K)-invariants, but offers deeper insights (and questions) as well. For example, the Galois group G of a field extension L / K acts on L×, the nonzero elements of L. This Galois module plays a significant role in many arithmetic dualities, such as Poitou-Tate duality. The Brauer group of originally conceived to classify over , can be recast as a cohomology group, namely H2(Gal ( K, ×)).
Local-global principle
Generally speaking, the term "local to global" refers to the idea that a global problem is first done at a local level, which tends to simplify the questions. Then, of course, the information gained in the local analysis has to be put together to get back to some global statement. For example, the notion of sheaves reifies that idea in
topology and
geometry.
Local and global fields
Number fields share a great deal of similarity with another class of fields much used in algebraic geometry known as function fields of
over
. An example is
K p(
T). They are similar in many respects, for example in that number rings are one-dimensional regular rings, as are the
(the quotient fields of which are the function fields in question) of curves. Therefore, both types of field are called
. In accordance with the philosophy laid out above, they can be studied at a local level first, that is to say, by looking at the corresponding
. For number fields the local fields are the completions of
at all places, including the archimedean ones (see
local analysis). For function fields, the local fields are completions of the local rings at all points of the curve for function fields.
Many results valid for function fields also hold, at least if reformulated properly, for number fields. However, the study of number fields often poses difficulties and phenomena not encountered in function fields. For example, in function fields, there is no dichotomy into non-archimedean and archimedean places. Nonetheless, function fields often serves as a source of intuition what should be expected in the number field case.
Hasse principle
A prototypical question, posed at a global level, is whether some polynomial equation has a solution in If this is the case, this solution is also a solution in all completions. The local-global principle or Hasse principle asserts that for quadratic equations, the converse holds, as well. Thereby, checking whether such an equation has a solution can be done on all the completions of which is often easier, since analytic methods (classical analytic tools such as intermediate value theorem at the archimedean places and
p-adic analysis at the nonarchimedean places) can be used. This implication does not hold, however, for more general types of equations. However, the idea of passing from local data to global ones proves fruitful in class field theory, for example, where local class field theory is used to obtain global insights mentioned above. This is also related to the fact that the Galois groups of the completions
Kv can be explicitly determined, whereas the Galois groups of global fields, even of
are far less understood.
Adeles and ideles
In order to assemble local data pertaining to all local fields attached to the
adele ring is set up. A multiplicative variant is referred to as
.
See also
Generalizations
Algebraic number theory
-
Dirichlet's unit theorem, S-unit
-
Kummer extension
-
Minkowski's theorem, Geometry of numbers
-
Chebotarev's density theorem
Class field theory
Notes
-
-
-
Helmut Hasse, Number Theory, Springer Classics in Mathematics Series (2002)
-
Serge Lang, Algebraic Number Theory, second edition, Springer, 2000
-
Richard A. Mollin, Algebraic Number Theory, CRC, 1999
-
Ram Murty, Problems in Algebraic Number Theory, Second Edition, Springer, 2005
-
André Weil, Basic Number Theory, third edition, Springer, 1995